"Hii inahusisha ""washauri wa bima"" (Pension Consultants), ""mashirika ya kitaifa ya kutangaza takwimu"" (National Recognized Statistical Rating Organizations), ""washauri wa bima"" (SEROs) na ""washauri wa bima"" (Newly formed advisors) ambao wanatarajia kuwa na haki ya kusajiliwa na SEC ndani ya siku 120."
Washauri wa Pensheni ni kikundi ambacho kinaweza kuwa na haki ya kusajiliwa na SEC ndani ya miezi minne.